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Donn Walter Sant

Ubs Financial Services Inc.

Atlanta, GA

Milton, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-30
GA RA APPROVED 2005-10-06
  • TX RA
    APPROVED_RES
    Since 2011-08-30
  • GA RA
    APPROVED
    Since 2005-10-06

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Milton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 06/2006 Present
Previous Registrations
  • 2003-03-27 → 2005-10-03
    Morgan Stanley Dw Inc.
    Atlanta, GA
Other Businesses

A DIRECTOR WITH H.W. SANT CO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-18
S63 Uniform Securities Agent State Law Examination 1982-07-12
  • S65 Uniform Investment Adviser Law Examination
    2004-03-18
  • S63 Uniform Securities Agent State Law Examination
    1982-07-12

View on SEC IAPD

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