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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Cedar Park | TX | 07/2011 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Cedar Park | TX | 07/2011 | 07/2021 |
| Betty Vargas | Cedar Park | TX | 08/2018 | 07/2021 |
| Christopher Hall | San Antonio | TX | 09/2019 | 07/2021 |
| Lpl Financial Llc | San Antonio | TX | 07/2021 | Present |
1. 07/2021/MARIJEAN HANSEN/Non-Variable Insurance/Investment Related/Texas/0 HRS/MO 2. 2/11/2022 - Pontem Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/2019.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-13 |
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