Barbara Jessup Williams

Current Employers

Employment History

• 05/2000 → 10/2017
  National Planning Corp
  Carlsbad, CA
• 05/1988 → 10/2016
  Financial Focus
  Carlsbad, CA
• 12/2015 → Present
  Financial Focus Llc
  Carlsbad, CA
• 12/2015 → Present
  Hovis-Williams, Inc.
  Carlsbad, CA
• 10/2017 → 06/2024
  Securities America, Inc.
  Carlsbad, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA
• 08/1982 → Present
  Barbara Williams
  Carlsbad, CA

Previous Registrations

• 2000-06-13 → 2017-10-26
  National Planning Corporation
  Carlsbad, CA
• 1989-05-26 → 2016-09-22
  Financial Focus
  Carlsbad, CA

Other Businesses

1) COASTLINE LEGACY COMMITTEE POSITION: Board Member NATURE: Coastline Legacy Committee oversees specific outreach projects by the church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: Calle Barcelona, Carlsbad CA 92009, United States DESCRIPTION: I am a board member and help in making decisions as the special activities related to the legacy of the church (2)INSURANCE POSITION: insurance representative NATURE: Insurance Sales INVESTMENTRELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1982 ADDRESS: 1917 Palomar Oaks Way #130, Carlsbad CA 92008, United States DESCRIPTION: WE provide insurance products to our clients to meet their needs. (3)FINANCIAL FOCUS LLC (DBA) POSITION: Partner NATURE: Outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2016 ADDRESS: 1917 Palomar Oaks Way #130, Carlsbad CA 92008, United States DESCRIPTION: We maintain an outside RIA to provide investment management services to our clients. (4)HOVIS-WILLIAMS S CORP POSITION: owner NATURE: It is an S-Corp established for the purpose of owning the shares of Financial Focus LLC. It is a conduit for payments from the LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIESTRADING HOURS: 0START DATE: 12/15/2015 ADDRESS: 1301 Chinquapin Ave, Carlsbad CA 92008-3547, United States DESCRIPTION: I pay some bills through the S-Corp and payments are received from the LLC (5)7028 SNAPDRAGON POSITION: Property owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIESTRADING HOURS: 0 STARTDATE: 11/01/1987 ADDRESS: 7028 Snapdragon Dr, Carlsbad CA 92011, United States DESCRIPTION: Property ownership including collecting rents and providing needed repairs. We own this rental property that is leased to our daughter. My husband handles the management. (6) Osaic Wealth; Yes; Carlsbad, CA; Broker-dealer; Registered Representative;06/2024; 80/ HRS MO; 80/ HRS MO 2) INSURANCE POSITION: insurance representative NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1982 ADDRESS: 1925 Palomar Oaks Way #107, Carlsbad CA 92008, United States DESCRIPTION: WE provide insurance products to our clients to meet their needs. 3) FINANCIAL FOCUS LLC POSITION: Partner NATURE: Outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2016 ADDRESS: 1925 Palomar Oaks Way #107, Carlsbad CA 92008, United States DESCRIPTION: We maintain an outside RIA to provide investment management services to our clients.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-04-07

Designations

Other Names

• Barbara J Hovis