Andrew Paul Williams

Current Employers

Gencap Portfolio Management

1100 Mar West Street Suite C, Tiburon, CA 94920 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-11-12

CA RA
APPROVED

Since 2015-11-12

Branch Locations

1100 Mar West Street Suite C, Tiburon, CA 94920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Front Row Advisors Llc	Tiburon	CA	11/2015	Present

11/2015 → Present

Front Row Advisors Llc

Tiburon, CA

Previous Registrations

2015-01-14 → 2015-11-17

Crosspoint Capital Management

Orinda, CA
1997-07-08 → 2014-08-04

Charles Schwab & Co., Inc.

Sunnyvale, CA

Sunnyvale, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-26
S63	Uniform Securities Agent State Law Examination	1987-01-29

S66 Uniform Combined State Law Examination

2015-06-26
S63 Uniform Securities Agent State Law Examination

1987-01-29