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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
MONTANA ONE HOMEOWNERS ASSOCIATION; NOT INV RELATED; PASADENA, CA; BOARD MEMBER; START 01/25/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; MAKE INFORMED DECISIONS FOR THE HOA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-30 |
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