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Charles Joseph Nagy

Wells Fargo Clearing Services, LLC

Princeton, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-30
NJ RA APPROVED 2003-09-11
  • TX RA
    APPROVED
    Since 2026-07-30
  • NJ RA
    APPROVED
    Since 2003-09-11

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lawrenceville NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-10
S63 Uniform Securities Agent State Law Examination 1982-09-17
  • S65 Uniform Investment Adviser Law Examination
    2003-09-10
  • S63 Uniform Securities Agent State Law Examination
    1982-09-17

View on SEC IAPD

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