Kermit David Wheeler

Current Employers

Wheeler & Mote, Llc

Mount Dora, FL • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-12-10
TX	RA	APPROVED	2007-12-07
FL	RA	APPROVED	2005-09-27

CA RA
APPROVED

Since 2007-12-10
TX RA
APPROVED

Since 2007-12-07
FL RA
APPROVED

Since 2005-09-27

Branch Locations

Mt. Dora, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Syndicated Capital	Mt Dora	FL	10/2002	Present
Securities Management & Research, Inc.	League City	TX	03/1996	Present

10/2002 → Present

Syndicated Capital

Mt Dora, FL
03/1996 → Present

Securities Management & Research, Inc.

League City, TX

Other Businesses

Wheeler & Mote LLC - investment related; Owner; 350 N Tremain Street, Mount Dora, FL 32757; 35 hour per month; 2 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-27
S63	Uniform Securities Agent State Law Examination	1982-05-28

S65 Uniform Investment Adviser Law Examination

2005-07-27
S63 Uniform Securities Agent State Law Examination

1982-05-28

Other Names

Dave Wheeler
Kermit David Wheeler

View on SEC IAPD