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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

Louisville, KY • United States

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 07/1984 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2004-01-23 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Other Businesses

EXECUTOR/TRUSTEE FOR PARENTS ESTATE, START DATE 04/24/2017, 10 HRS./MO, 0/HRS PER MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-06-17
  • S63 Uniform Securities Agent State Law Examination
    1982-06-17
Other Names
  • Lambert Willett

View on SEC IAPD

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