James Michael Ulrick

111 West 33Rd Street Unit 1410, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-10-03

Branch Locations

111 West 33Rd Street Unit 1410, New York, NY 10001 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc	Fort Collins	CO	03/2008	11/2021
Charles Schwab Bank	Fort Collins	CO	10/2010	11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Collins	CO	11/2021	03/2022
Bank Of America, N.A.	Fort Collins	CO	11/2021	03/2022
Pnc Investments Llc	Fort Collins	CO	04/2022	07/2023
Farther Finance Advisors	Lakewood	CO	08/2023	09/2025
Savvy	Lakewood	CO	09/2025	Present

03/2008 → 11/2021

Charles Schwab & Co., Inc

Fort Collins, CO
10/2010 → 11/2021

Charles Schwab Bank

Fort Collins, CO
11/2021 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Collins, CO
11/2021 → 03/2022

Bank Of America, N.A.

Fort Collins, CO
04/2022 → 07/2023

Pnc Investments Llc

Fort Collins, CO
08/2023 → 09/2025

Farther Finance Advisors

Lakewood, CO
09/2025 → Present

Savvy

Lakewood, CO

2023-08-08 → 2025-09-24

Farther

Fort Collins, CO

San Francisco, CA

Lakewood, CO
2022-04-14 → 2023-07-27

Pnc Wealth Management Llc

Boulder, CO

Greeley, CO

Longmont, CO

Fort Collins, CO

Austin, TX

Loveland, CO

Fort Collins, CO

Longmont, CO

Greeley, CO

Boulder, CO

Loveland, CO
2021-11-01 → 2022-03-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Collins, CO
2010-06-14 → 2021-11-23

Charles Schwab & Co., Inc.

Austin, TX

Austin, TX

Englewood, CO

Lone Tree, CO

Fort Collins, CO

Boulder, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-11
S63	Uniform Securities Agent State Law Examination	2006-12-15