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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-25 |
| AZ | RA | APPROVED | 2018-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fishgold Financial Services | Scottsdale | AZ | 01/1982 | Present |
| Geneos Wealth Management Inc. | Scottsdale | AZ | 09/2003 | 12/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2018 | Present |
1.FISHGOLD FINANCIAL SERVICES LTD, SCOTTSDALE, AZ, 1/1981 AS CO-OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/YR - 10/TRADING. 2.VALMAR RANCH, SCOTTSDALE, AZ, 12/1997 AS CO-OWNER OF ARABIAN HORSE BUSINESS. NIR- 15/WK - 0/TRADING. 3.NOTARY PUBLIC, SCOTTSDALE, AZ, 1/1990. NIR - 10/YR - 0/TRADING. 4.ARIZONA CERTIFIED LEGAL DOCUMENT PREPARER, 8262 E VIA DONA RD, SCOTTSDALE, AZ, 1/1991. INV REL - 10/MO - 0/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 6.VALMAR RANCH, VALERIE FISHGOLD OWNERS, 8262 E Via Dona Rd, Scottsdale AZ 85266, United States, 12/01/1997, Owner, Pet/Animal Services, NIR, 25 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-05-21 |
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