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Joleen Ann Christine

Wells Fargo Clearing Services, LLC

Chicago, IL

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-08-24
  • IL RA
    APPROVED
    Since 2018-08-24

Branch Locations

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Grand Rapids MI 08/2014 08/2018
Wells Fargo Clearing Services, Llc Chicago IL 08/2018 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; CHICAGO, IL; 100% OWNERSHIP; START DATE 6/1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-01
S63 Uniform Securities Agent State Law Examination 1988-04-07
  • S66 Uniform Combined State Law Examination
    2012-08-01
  • S63 Uniform Securities Agent State Law Examination
    1988-04-07
Other Names
  • Joleen Ann Gillette
  • Joleen Ann Mccollins
  • Joleen Ann Mccollins Gillette

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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