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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-18
  • GA RA
    APPROVED
    Since 2022-05-18

Branch Locations

6705 Sugarloaf Pkwy, Duluth, GA 30097 • United States

5807 Amber Valley Ln, Hixson, TN 37343 • United States

2270 Satellite Blvd Nw, Duluth, GA 30097 • United States

312 Canton Rd, Cumming, GA 30040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Chamblee GA 01/2015 04/2018
Cuso Financial Services, Lp San Diego CA 04/2018 05/2019
Lge Community Credit Union Acworth GA 04/2018 05/2019
Cuna Brokerage Services, Inc. Waverly IA 07/2019 Present
Cuna Mutual Group Waverly IA 07/2019 Present
Lpl Financial Llc Duluth GA 05/2022 Present
  • 01/2015 → 04/2018
    Chamblee, GA
  • 04/2018 → 05/2019
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2018 → 05/2019
    Lge Community Credit Union
    Acworth, GA
  • 07/2019 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 07/2019 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Duluth, GA
Previous Registrations
  • 2019-07-23 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Tucker, GA
    Duluth, GA
  • 2018-04-10 → 2019-05-16
    Cuso Financial Services, L.P.
    Acworth, GA
    Smyrna, GA
    Marietta, GA
  • 2015-01-22 → 2018-04-10
    Atlanta, GA
    Roswell, GA
  • 2012-02-13 → 2015-01-21
    Atlanta, GA
    Alpharetta, GA
    Alpharetta, GA
    Atlanta, GA
    Alpharetta, GA
  • 2003-07-30 → 2012-02-14
    Atlanta, GA
    Atlanta, GA
Other Businesses

1. 05-18-2022-MEMBERS Financial Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2. 10/30/2023 - Georgia United Credit Union - Inv related - At Reported Business Location(s) - DBA For LPL Business (entity for LPL business) - Start Date: 10/26/2023 - 160 Hrs/Mo; 8 Hrs During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-09
S63 Uniform Securities Agent State Law Examination 1982-07-28
  • S65 Uniform Investment Adviser Law Examination
    1998-06-09
  • S63 Uniform Securities Agent State Law Examination
    1982-07-28

View on SEC IAPD

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