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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | New York | NY | 09/2013 | 02/2020 |
| E*Trade Capital Management Llc | New York | NY | 06/2015 | 02/2020 |
| E*Trade Securities Llc | New York | NY | 02/2020 | 01/2023 |
| E*Trade Capital Management Llc | New York | NY | 02/2020 | 01/2023 |
| Morgan Stanley | New York | NY | 01/2023 | 09/2023 |
| Morgan Stanley | New York | NY | 09/2023 | 12/2025 |
| Morgan Stanley | New York | NY | 09/2023 | 12/2025 |
| Charles Schwab & Co., Inc. | Paramus | NJ | 12/2025 | Present |
| Charles Schwab Bank | Paramus | NJ | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-29 |
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