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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marketpace | E Hampton | NY | 11/1996 | Present |
| Independent Advisors Group Corp | East Hampton | NY | 09/1998 | Present |
| Independent Advisors Group Corp. | East Hampton | NY | 11/1996 | Present |
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 201 ROSELLA COURT; SAINT AUGUSTINE; FL; 32086; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/31/2008; 40; 40; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-23 |
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