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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-26 |
| TN | RA | APPROVED | 2022-02-18 |
Branch Locations
1111 N Northshore Dr Suite P-250, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Knoxville | TN | 06/2015 | 02/2022 |
| Prosper Financial Services Inc | Dallas | TX | 02/2022 | Present |
Public Notary; Investment Related - No; 1111 Northshore Dr., P-250 Knoxville TN 37919; Public Notary; Start Date 02/2022, 2 Hours Per Week; 2 Hour During Market Hours; Public Notary Landmark Resource; Investment Related - No; 1111 Northshore Drive P-250, Knoxville, TN 37919; LLC for expenses; Owner; Start Date 07/2015; 2 Hours Per Week; 0 Hour During Market Hours; LLC for expenses - rent, utilities, insurance, phones, employee salaries
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-21 |
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