Inactive

Paul Alphonse De Rosa

De Rosa Asset Management, LLC

Harker Heights, TX

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Current Employers

De Rosa Asset Management, Llc

Harker Heights, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-05

TX RA
APPROVED

Since 2024-09-05

Branch Locations

Harker Heights, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Gateway Advisory, Llc	Westfield	NJ	01/2010	05/2020
N/A	Harker Heights	TX	05/2020	07/2024
De Rosa Asset Management, Llc	Harker Heights	TX	07/2024	Present

01/2010 → 05/2020

Gateway Advisory, Llc

Westfield, NJ
05/2020 → 07/2024

N/A

Harker Heights, TX
07/2024 → Present

De Rosa Asset Management, Llc

Harker Heights, TX

Previous Registrations

2010-01-28 → 2018-12-05

Gateway Advisory, Llc

Mountainside, NJ
2012-03-08 → 2015-03-02

Bcg Securities, Inc.

Cherry Hill, NJ

Westfield, NJ
1996-03-06 → 2010-01-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newark, NJ

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-11
S63	Uniform Securities Agent State Law Examination	1982-10-01

S65 Uniform Investment Adviser Law Examination

1995-01-11
S63 Uniform Securities Agent State Law Examination

1982-10-01

Designations

Other Names

Paul A Derosa
Paul De Rosa
Paul A De Rosa

View on SEC IAPD

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