Mark Anthony Czaja

Current Employers

Hennion & Walsh Asset Management, Inc.

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-09-01

FL RA
APPROVED

Since 2016-09-01

Branch Locations

777 Suite 500, Boca Raton, FL 33431 • United States

2001 Route 46 Waterview Plaza, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Comprehensive Capital Corp.	Boca Raton	FL	09/1991	Present
Hennion & Walsh Inc.	Delray Beach	FL	12/2013	Present

09/1991 → Present

Comprehensive Capital Corp.

Boca Raton, FL
12/2013 → Present

Hennion & Walsh Inc.

Delray Beach, FL

Previous Registrations

1997-09-08 → 2014-03-11

Investment Sciences, Inc.

Delray Beach, FL
2013-01-07 → 2014-02-03

Pmk Capital Advisors Inc

Delray Beach, FL
2013-02-15 → 2013-12-31

Pmk Securities & Research, Inc.

Delray Beach, FL

Delray Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-26
S63	Uniform Securities Agent State Law Examination	1984-01-06

S65 Uniform Investment Adviser Law Examination

2012-11-26
S63 Uniform Securities Agent State Law Examination

1984-01-06