John David Anderson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-07-06
GA	RA	APPROVED	2014-07-09

TX RA
APPROVED_RES

Since 2017-07-06
GA RA
APPROVED

Since 2014-07-09

Branch Locations

11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States

Alpharetta, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Atlanta	GA	07/2014	03/2020
Ameriprise Financial Services, Llc	Alpharetta	GA	03/2020	Present

07/2014 → 03/2020

Ameriprise Financial Services, Inc.

Atlanta, GA
03/2020 → Present

Ameriprise Financial Services, Llc

Alpharetta, GA

Previous Registrations

2009-06-01 → 2014-07-21

Morgan Stanley

Atlanta, GA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA
2006-11-10 → 2007-04-02

Morgan Stanley Dw Inc.

Atlanta, GA
2003-01-02 → 2006-12-08

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

Other Businesses

Real Estate Ownership; Lot/Land; 85 Beaten Path Trail, , Clyde, NC, 28721; Not Investment-Related; 01/01/2020.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-24
S63	Uniform Securities Agent State Law Examination	1999-11-22

S65 Uniform Investment Adviser Law Examination

1999-11-24
S63 Uniform Securities Agent State Law Examination

1999-11-22

View on SEC IAPD