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Current Employers
Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-21
  • NY RA
    APPROVED
    Since 2021-05-21

Branch Locations

Bloomville, NY • United States

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marra Financial Group Nesconset NY 01/1997 Present
Horter Investment Management, Llc Cincinnati OH 12/2009 Present
Other Businesses

The Name of the other business: Diane Marra Investment Related?: Yes Address of other business: 6294 County Hwy 18 Bloomville NY 13739 Nature of other business: Insurance Your position: agent Start Date: Jan 1997 How many hours you devote to the other business per month: 120 How many hours you devote to the other business during securities trading hours: 120 Briefly describe your duties: Life and annuity sales

Other Names
  • Diane Marie Johnson
  • Diane Marie Johnson

View on SEC IAPD

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