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Margot Ann O'NEill

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Summit, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-24
NJ RA APPROVED 2002-05-10
  • TX RA
    APPROVED_RES
    Since 2007-01-24
  • NJ RA
    APPROVED
    Since 2002-05-10

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/1979 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-08
S65 Uniform Investment Adviser Law Examination 1995-06-06
S63 Uniform Securities Agent State Law Examination 1982-09-21
  • S66 Uniform Combined State Law Examination
    2002-05-08
  • S65 Uniform Investment Adviser Law Examination
    1995-06-06
  • S63 Uniform Securities Agent State Law Examination
    1982-09-21
Other Names
  • Margot Ann Oneill

View on SEC IAPD

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KRISTINE CHARBONNEAU O'KEEFE

Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
J.P. MORGAN SECURITIES LLC · Summit, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ

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