Lawrence Andrew Bernstein

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2010-08-10

CT RA
APPROVED

Since 2010-08-10

Branch Locations

50 Washington St, Norwalk, CT 06854 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	08/2010	Present
Penn Mutual Life Ins Co	Horsham	PA	07/2010	Present

08/2010 → Present

Hornor Townsend & Kent Inc

Horsham, PA
07/2010 → Present

Penn Mutual Life Ins Co

Horsham, PA

Previous Registrations

1999-02-22 → 2010-08-06

Equity Services, Inc.

Wilton, CT

New Canaan, CT

Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: PRIME FINANCIAL SERVICES, | Position Held: Agent | Address: 2ND FLOOR 187 DANBURY RD, WILTON, CT 06897 | Start Date: 09/1980 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. DBA IS USED FOR MARKETING PURPOSES. 2) TAX PREPARATION | Investment Related: No | DBA Name: PRIME FINANCIAL SERVICES, | Position Held: Other | Address: 2ND FLOOR 187 DANBURY RD, WILTON, CT 06897 | Start Date: 09/1981 | Nature of Activity: Tax Preparation | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: TAX PREPARATION AND DBA FOR MARKETING PURPOSES. 3) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: WEALTH CONTINUUM GROUP | Position Held: Agent | Address: 2ND FLOOR 187 DANBURY RD, WILTON, CT 06897 | Start Date: 06/2012 | Nature of Activity: Other | Approx Hrs Per Mth: Less Than 10 Hrs | Approx Trading Hrs Per Mth: Less Than 10 Hrs | Description of Duties: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 4) ITRANSACT | Investment Related: No | DBA Name: n/a | Position Held: Agent | Address: 2ND FLOOR 187 DANBURY RD, WILTON, CT 06897 | Start Date: 09/21/2012 | Nature of Activity: Other | Approx Hrs Per Mth: Less Than 10 Hrs | Approx Trading Hrs Per Mth: Less Than 10 Hrs | Description of Duties: FIND BUSINESSES THAT USES CREDIT CARDS/COLLECTING CREDIT CARD TRANSACTION STATEMENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-19
S63	Uniform Securities Agent State Law Examination	1991-09-26

S65 Uniform Investment Adviser Law Examination

1999-01-19
S63 Uniform Securities Agent State Law Examination

1991-09-26

View on SEC IAPD