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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-04 |
| PA | RA | APPROVED | 2024-06-27 |
| TX | RA | APPROVED_RES | 2024-06-26 |
Branch Locations
1006 Perry Highway, Pittsburgh, PA 15237 • United States
1006 Perry Highway, Pittsburgh, PA 15237 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William M Mercer And Assoc. | Pittsburgh | PA | 02/1990 | Present |
| The O.N. Equity Sales Company | Pittsburg | PA | 07/1990 | 06/2024 |
| Lpl Financial Llc | Pittsburgh | PA | 06/2024 | Present |
1) 05/22/2024 - William Mercer Notary - PA 15237 - Investment related - 1% Time spent - Start date: 03/11/1998. 2) 05/22/2024 - William Mercer NVI - Non-Variable Insurance - Selling: Life insurance fixed and fixed index annuities and disability insurance, Augustar, Cincinnati Life and Broker's Source - PA 15237 - Investment related - 10 Hours per month - Start date: 05/15/1978. 3) 05/22/2024 - William Mercer LLC - Other - Business Owner - Non investment related - Start date: 03/01/2001. 4) 05/22/2024 - William M. Mercer and Associates, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 05/22/2024 - Mercerwmm LLC - Real Estate Rental - owner - Pa. 15237 - Investment related - 1% Time spent - Start date: 12/01/1996.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-26 |
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