Timothy James Congleton

Current Employers

Employment History

• 02/2009 → 08/2017
  Hornor Townsend & Kent Inc
  Horsham, PA
• 02/2009 → 08/2017
  Penn Mutual Life Ins Co
  Horsham, PA
• 08/2017 → Present
  Kestra Investment Services, Llc
  Holly Springs, NC
• 08/2017 → Present
  Kestra Advisory Services, Llc
  Holly Springs, NC

Previous Registrations

• 2009-02-25 → 2017-08-16
  Hornor, Townsend & Kent, Llc
  Holly Springs, NC
  Holly Springs, NC
  Morrisville, NC
• 2004-04-12 → 2009-02-25
  Equitable Advisors, Llc
  New York, NY
  Holly Springs, NC
  Holly Springs, NC
  Holly Springs, NC

Other Businesses

Business Name: THE FAMILY FARM ON AVENT FERRY Investment Related: No Address: 1719 AVENT FERRY ROAD HOLLY SPRINGS NC 27540 Nature of Business: Other Other/None of the Above WEDDING AND EVENT RENTAL OF FACILITIES, PUMPKIN AND CHRISTMAS TREE SALES, CATTLE SALES Position, Title or Relationship: OWNER, PARTNER Start Date: 8/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: GENERAL MANAGEMENT Business Name: KESTRA ADVISORY SERVICES LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 | Austin, TX 78735 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: INVESTMENT ADVISORY REPRESENTATIVE Start Date: 8/4/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SALES, SERVICE, PLANNING AND FINANCIAL CONSULTING Business Name: AVENT OAKS ASSET MANAGEMENT POSITION: Investment Advisory Representative and Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/09/2021 ADDRESS: 4928 Linksland Dr, Suite 220, Holly Springs NC 27540 DESCRIPTION: Planning, sales and service of financial products to meet client's stated financial objectives

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-28
• S63 Uniform Securities Agent State Law Examination
  1987-10-23