Jeffrey David Rubens

Current Employers

Employment History

• 11/2007 → Present
  Raymond James & Associates, Inc.
  Miami, FL

Previous Registrations

• 2007-04-02 → 2007-12-06
  Morgan Stanley & Co. Llc
  Coral Gables, FL
• 1991-01-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Miami, FL
  Miami, FL

Other Businesses

(1) Name of Business: Jill Rubens Supplemental Needs Trust Address: 9100 S Dadeland Blvd Ste 105, Miami, FL, 33156-7819, United States Activity Type: Control Person Position/Title: Other (Named Only), Other fiduciary relationship (Acting) Investment Related: Yes Start Date: 07/30/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My sibling has a special needs trust at an outside bank trust company. The existing trustee wants to retire. We want to transfer it to Raymond James Trust Co. Due to the Trust having a high concentration of inactively traded community bank stocks, RJ Trust agrees that I should function as Investment Advisor. I have owned inactively traded community banks stocks, exclusively for myself & my family-related accounts, for well over 40 years. I will also use AMS or RJ Trust's Portfolio Mgt Group. (2) Name of Business: Parwin LLC Address: 8921 SW 182nd Terrace, Palmetto Bay, FL, 33157, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/30/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: Parwin LLC Address: 8921 SW 182 Terrace, Palmetto Bay, FL, 33157, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: After my father's death, due to inheritance, I will be a co-owner with a sibling and my uncle of a small open-air parking lot in Rochester, NY. No active management duties as we have an outside company, Premium Parking, operating the lot. (4) Name of Business: Westminster Barrington Foundation Address: 8921 SW 182 Terrace, Palmetto Bay, FL, 33157, United States Activity Type: Non profit Position/Title: Officer - President, Director Investment Related: Yes Start Date: 07/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide suggestions of charitable organizations to donate money to. Westminster Barrington Foundation is our family foundation established by my father, Merton Rubens.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-05-27