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Dorothy Anne Lewis

Financial Insights Wealth Management

Tacoma, WA

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Current Employers
Financial Insights Wealth Management

1551 Broadway Suite 600, Tacoma, WA 98402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-06
WA RA APPROVED 2010-11-02
  • TX RA
    APPROVED_RES
    Since 2011-04-06
  • WA RA
    APPROVED
    Since 2010-11-02

Branch Locations

1551 Broadway Suite 600, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Insights, Inc Tacoma WA 09/1980 Present
  • 09/1980 → Present
    Financial Insights, Inc
    Tacoma, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-07-21
  • S63 Uniform Securities Agent State Law Examination
    1982-07-21
Designations

View on SEC IAPD

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