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Prior Lake, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Finance & Management | Prior Lake | MN | 10/2014 | Present |
STRATEGIC FINANCE & MANAGEMENT LLC; OFFERS FINANCIAL SERVICES, SELLS VARIOUS LINES OF FIXED INSURANCE AND FIXED INDEXED ANNUITY PRODUCTS THROUGH VARIOUS COMPANIES. SIGMA PLANNING CORPORATION; PERFORMS FINANCIAL ANALYSIS AND PLANNING FOR CLIENTS. PREPARES TAXES; FOR FAMILY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-30 |
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