Best Investors Account Sign in

Ronald M Winkler

LPl Financial LLC

New York, NY

New York, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-18
TX RA APPROVED_RES 2024-09-18
  • NY RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2024-09-18

Branch Locations

New York, NY • United States

142 W 57Th St Fl 9 Offices 911, 912, 916, 917, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities New York NY 11/2018 09/2024
Ronald M. Winkler Cpa Pc New York NY 01/1995 11/2018
Lpl Financial Llc New York NY 09/2024 Present
  • 11/2018 → 09/2024
    Wedbush Securities
    New York, NY
  • 01/1995 → 11/2018
    Ronald M. Winkler Cpa Pc
    New York, NY
  • 09/2024 → Present
    Lpl Financial Llc
    New York, NY
Previous Registrations
  • 2019-02-19 → 2024-10-07
    Wedbush Securities Inc.
    New York, NY
    Los Angeles, CA
    New York, NY
    Sacramento, CA
  • 1999-10-07 → 2002-08-23
    Nathan & Lewis Securities, Inc.
    Brooklyn, NY
Other Businesses

1) 9/2024- Real Estate Rental - Property co-owner- Inv. Related- Winhill, VT- start date 4/1/2021- 2-3 hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-14
S63 Uniform Securities Agent State Law Examination 2019-01-22
  • S65 Uniform Investment Adviser Law Examination
    2019-02-14
  • S63 Uniform Securities Agent State Law Examination
    2019-01-22
Other Names
  • Ronald M Winkler
  • Ronald Mark Winkler

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor