Allen Jon Romain

Current Employers

Independent Financial Services

Fowlerville, MI • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-07-11

MI RA
APPROVED

Since 2024-07-11

Branch Locations

Fowlerville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Farming	Fowlerville	MI	01/1988	Present
Independent Financial Services	Brighton	MI	01/1988	Present
Independent Fincial Services	Fowlerville	MI	01/2010	Present

01/1988 → Present

Farming

Fowlerville, MI
01/1988 → Present

Independent Financial Services

Brighton, MI
01/2010 → Present

Independent Fincial Services

Fowlerville, MI

Other Businesses

DBA: INDEPENDENT FINANCIAL SERVICES. SECURITIES, INSURANCE, FINANCIAL PLANNING. 40HR/WK). START:1988. DUTIES: PROSPECTING, FACT FINDING, CASE ANALYSIS, SALES, & SERVICING THE CLIENTS.$35K/YR OWOSSO PINES FARM. SOLE PROPRIETOR. NURSERY. GROW & SELL TREES FOR A PROFIT. START DATE: 1988. $5K CLEARY UNIVERSITY; 3301 PLYMOUTH, ANN ARBOR, MI; ADJUNCT FACULTY; START 01/2008; 20HRS/MO; 0HRS/MO DURING TRADING; $2500/MO.NIR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-08-23

S63 Uniform Securities Agent State Law Examination

1982-08-23

Designations

View on SEC IAPD