Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
200 Pleasant Grove Rd Suite 201B, Ithaca, NY 14850 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
1. Board member/officer/director , The John D and Kate H Payne Foundation Inc. (501c3) director, Director, President of Board, TIthaca, NY 14850, Regular board meetings, Manage finances of the Foundation Inc. , I will NOT provide financial advice on qualified / ERISA plans owned by the entity., Start Date 4/9/2001, 10 hours per month, $6,000 yearly comp. 2. Executor of will, April Wanex & Suzanne Yarbough
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
Reach out to this advisor