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Jane Carla Desmond

Ameriprise Financial Services, LLC

Naples, FL

East Hampton, NY

Garden City, NY

Water Mill, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-28
NY RA APPROVED 2025-06-20
  • FL RA
    APPROVED
    Since 2025-10-28
  • NY RA
    APPROVED
    Since 2025-06-20

Branch Locations

Naples, FL • United States

East Hampton, NY • United States

401 Franklin Ave Ste 101 & Ste 103, Garden City, NY 11530 • United States

50 Station Rd Bldg 6, Unit 2, Water Mill, NY 11976-2451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. New York NY 08/2004 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 06/2025
Ameriprise Financial Services Llc Garden City NY 06/2025 Present
Previous Registrations
  • 2024-10-11 → 2025-06-30
    Osaic Wealth, Inc.
    Scottsdale, AZ
    New York, NY
  • 2004-10-07 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 1996-05-07 → 2003-07-23
    Nathan & Lewis Securities, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-24
S63 Uniform Securities Agent State Law Examination 1993-05-21
  • S65 Uniform Investment Adviser Law Examination
    1999-08-24
  • S63 Uniform Securities Agent State Law Examination
    1993-05-21
Other Names
  • Jane Carla Dibella

View on SEC IAPD

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