Joel Jay Lipton

Current Employers

Lipton Capital Management

Stuart, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01

FL RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Stuart, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lipton Capital Management	Stuart	FL	07/1992	Present

07/1992 → Present

Lipton Capital Management

Stuart, FL

Other Businesses

1)UNIVERSAL YACHT SALES, LLC; 290 SE CARDINAL WAY, STUART, FL, 34996; BOAT SALES, NEW AND USED, BOAT BROKERAGE; 200 HRS/MONTH DEVOTED; NON-INVESTMENT RELATED;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-26
S63	Uniform Securities Agent State Law Examination	1982-04-26

S65 Uniform Investment Adviser Law Examination

1992-05-26
S63 Uniform Securities Agent State Law Examination

1982-04-26