Alan Lee Shorr

Current Employers

Employment History

• 01/2010 → Present
  Independent Financial Group
  San Diego, CA
• 07/2011 → Present
  Investment Advisor Associates, Inc.
  Tarzana, CA

Previous Registrations

• 2010-01-26 → 2022-10-18
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Bakersfield, CA
  Boston, MA
• 2012-04-04 → 2017-12-31
  Investment Advisor Associates, Inc.
  Tarzana, CA
• 2010-02-08 → 2012-11-20
  Quantitative Strategies, Inc.
• 2005-08-05 → 2010-01-25
  Afa Advisor Services Llc
  Calabasas, CA
  Calabasas, CA
• 1998-11-30 → 2003-11-21
  Sentra Securities Corporation
  Encino, CA

Other Businesses

(1) INVESTMENT ADVISOR ASSOCIATES, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 08/13/1984 ADDRESS: 2900 Loch Fern Court, Bakersfield CA 93306, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (2) 253 ORGANIC LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2018 ADDRESS: 99 summer street, boston MA 02110, United States DESCRIPTION: 20% BUSINESS OWNER OF 253 ORGANIC LLC (3) ALMAR PRODUCSTIONS INC POSITION: CEO NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 2 START DATE: 03/10/2020 ADDRESS: 304 MARSH ST, BELMONT MA 02478-1734, United States DESCRIPTION: Produce live theater around the world

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-02-14

Designations