William John Vlahoulis

Current Employers

Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-23
NC	RA	APPROVED	2025-12-23

FL RA
APPROVED

Since 2026-02-23
NC RA
APPROVED

Since 2025-12-23

Branch Locations

Mills River, NC • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Asheville	NC	03/2010	11/2016
Wells Fargo Clearing Services, Llc	Asheville	NC	11/2016	01/2018
Oppenheimer & Co. Inc	Asheville	NC	01/2018	Present

03/2010 → 11/2016

Wells Fargo Advisors Llc

Asheville, NC
11/2016 → 01/2018

Wells Fargo Clearing Services, Llc

Asheville, NC
01/2018 → Present

Oppenheimer & Co. Inc

Asheville, NC

Previous Registrations

2018-02-02 → 2025-12-12

Oppenheimer & Co. Inc.

Mills River, NC

Asheville, NC
2010-03-25 → 2018-02-01

Wells Fargo Clearing Services, Llc

Asheville, NC
2003-06-26 → 2010-04-08

Ubs Financial Services Inc.

Asheville, NC

Asheville, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-07
S63	Uniform Securities Agent State Law Examination	1988-09-21

S65 Uniform Investment Adviser Law Examination

1997-04-07
S63 Uniform Securities Agent State Law Examination

1988-09-21