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Leif Eric Mahler

Raymond James & Associates, Inc.

Dublin, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-19
OH RA APPROVED 2019-05-31
  • TX RA
    APPROVED
    Since 2019-06-19
  • OH RA
    APPROVED
    Since 2019-05-31

Branch Locations

6745 Longshore St Suite 220, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbus OH 04/2014 11/2016
Wells Fargo Clearing Services, Llc Columbus OH 11/2016 05/2019
Raymond James & Associates, Inc. Upper Arlington OH 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-02
  • S66 Uniform Combined State Law Examination
    2014-07-02

View on SEC IAPD

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