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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-07
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2019-01-07
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

9801 Normandale Blvd, Bloomington, MN 55437 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

935 Prairie Center Dr, Eden Prairie, MN 55344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Excelsior MN 06/2004 Present
Wells Fargo Advisors Llc Excelsior MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Excelsior MN 11/2016 Present
  • 06/2004 → Present
    Wells Fargo Bank, N.A.
    Excelsior, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Excelsior, MN
  • 11/2016 → Present
    Excelsior, MN
Previous Registrations
  • 2010-01-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Chaska, MN
  • 2006-09-01 → 2008-02-20
    Wells Fargo Investments, Llc
    Excelsior, MN
Other Businesses

EXCELSIOR ESSENTIALS LLC, NOT INV RELATED, EDEN PRAIRIE, MN, 100% OWNERSHIP, START 1/31/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LLC FOR YOUNG LIVING ESSENTIAL OILS DISTRIBUTION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-31
  • S66 Uniform Combined State Law Examination
    2006-08-31
Designations
Other Names
  • Nicole Lynn Nelson

View on SEC IAPD

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