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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-12-20 |
| DC | RA | APPROVED | 2013-07-10 |
| NC | RA | APPROVED | 2011-07-07 |
| TX | RA | APPROVED_RES | 2010-10-01 |
| OH | RA | APPROVED | 2009-10-19 |
| VA | RA | APPROVED | 2009-04-16 |
Branch Locations
6241 River Road, Richmond, VA 23229 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Richmond | VA | 04/2009 | Present |
| Janney Montgomery Scott Llc | Pinehurst | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-12 |
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