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Robert Dean Bruechert

Mml Investors Services, LLC

Brea, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1998-11-09
  • CA RA
    APPROVED
    Since 1998-11-09

Branch Locations

Brea, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Brea CA 08/1964 Present
Dj Lizotee-Mass Mutual Life Los Angeles CA 01/1975 Present
Mml Investors Services, Inc. Brea CA 01/1986 Present
  • 08/1964 → Present
    Massachusetts Mutual Life Insurance Comp
    Brea, CA
  • 01/1975 → Present
    Dj Lizotee-Mass Mutual Life
    Los Angeles, CA
  • 01/1986 → Present
    Mml Investors Services, Inc.
    Brea, CA
Other Businesses

NAME: BRUECHERT INS AGENCY INC INV REL: Y ADD: 2700 N MAIN ST #860 SANTA ANA CA 92705 NATURE: INSURANCE POSITION: OWNER, AGENT, SALES DATE: 1982 HR/MO: 40 HR/MO DURING TRADING: 0 DUTIES: SELL LIFE & HEALTH INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-31
S63 Uniform Securities Agent State Law Examination 1987-09-17
  • S65 Uniform Investment Adviser Law Examination
    1998-10-31
  • S63 Uniform Securities Agent State Law Examination
    1987-09-17
Designations

View on SEC IAPD

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