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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

14135 Midway Road Suite G100, Addison, TX 75001 • United States

Highland Village, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Dallas TX 01/2010 04/2022
Disciplined Advisors Group Addison TX 03/2019 Present
Cetera Wealth Services, Llc Addison TX 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Disciplined Advisors Group, Llc Dallas TX 07/2023 Present
Lone Badger Llc Highland Village TX 12/2025 Present
  • 01/2010 → 04/2022
    First Financial Equity Corporation
    Dallas, TX
  • 03/2019 → Present
    Disciplined Advisors Group
    Addison, TX
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    Addison, TX
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2023 → Present
    Disciplined Advisors Group, Llc
    Dallas, TX
  • 12/2025 → Present
    Lone Badger Llc
    Highland Village, TX
Previous Registrations
  • 2011-04-28 → 2022-04-20
    Ffec Wealth Partners Llc
    Addison, TX
Other Businesses

1. NAME OF OTHER BUSINESS: DISCIPLINED ADVISORS GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR. 2. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: DISCIPLINED ADVISORS GROUP, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC ESTABLISHED TO PAY BUSINESS EXPENSES; 5. NAME OF OTHER BUSINESS: LONE BADGER LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SET UP FOR EXPENSE MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-16
  • S66 Uniform Combined State Law Examination
    2010-02-16
Designations

View on SEC IAPD

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