David Lee Lamie

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-23
TN	RA	APPROVED	2022-02-25
CA	RA	APPROVED	2018-02-14
GA	RA	APPROVED	2018-02-14
VA	RA	APPROVED	2018-02-14

TX RA
APPROVED

Since 2023-08-23
TN RA
APPROVED

Since 2022-02-25
CA RA
APPROVED

Since 2018-02-14
GA RA
APPROVED

Since 2018-02-14
VA RA
APPROVED

Since 2018-02-14

Branch Locations

Bristol, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Newport Beach	CA	03/2009	02/2018
Lpl Financial Llc	Newport Beach	CA	02/2018	Present
United Southeast Fcu	Bristol	TN	02/2022	Present

03/2009 → 02/2018

Invest Financial Corporation

Newport Beach, CA
02/2018 → Present

Lpl Financial Llc

Newport Beach, CA
02/2022 → Present

United Southeast Fcu

Bristol, TN

Previous Registrations

2009-03-26 → 2018-02-14

Invest Financial Corporation

Newport Beach, CA

Duluth, GA

Bristol, VA

Bristol, TN
2008-05-23 → 2009-07-17

Sovereign Financial Services, Llc

Atlanta, GA
2006-08-10 → 2009-03-27

Osaic Wealth, Inc.

Irvine, CA

Newport Coast, CA

Newport Coast, CA

Other Businesses

1. 1/22/2020 - David Lamie, CFP - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/15/2018 - 1 Hour Per Month During Securities Trading - Insurance sales.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-27
S63	Uniform Securities Agent State Law Examination	1986-04-29

S65 Uniform Investment Adviser Law Examination

1998-07-27
S63 Uniform Securities Agent State Law Examination

1986-04-29

Designations

View on SEC IAPD