Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Boca Raton FL 01/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Boca Raton FL 03/2017 Present
  • 01/2015 → Present
    Metlife Securities Inc.
    Boca Raton, FL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Boca Raton, FL
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2007-08-10 → 2015-01-02
    New England Securities
    Boca Raton, FL
  • 1997-04-29 → 2007-07-02
    Boca Raton, FL
    Ft Lauderdale, FL
    Boca Raton, FL
Other Businesses

NAME: ALINE FISHER INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 11/01/1980 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, GROUP BENEFITS, FIXED ANNUITIES, AND HEALTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-28
  • S63 Uniform Securities Agent State Law Examination
    1986-08-28
Designations

View on SEC IAPD

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor