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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-12 |
| AZ | RA | APPROVED | 2025-02-07 |
| MI | RA | APPROVED | 2018-10-25 |
Branch Locations
Byron Center, MI • United States
11201 N El Mirage Lot #840, El Mirage, AZ 85335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Fremont | MI | 05/2000 | 10/2018 |
| Raymond James Financial Services, Inc. | Fremont | MI | 10/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Fremont | MI | 10/2018 | Present |
| Fremont Area Community Foundation | Fremont | MI | 01/2009 | 05/2019 |
(1)Name of Business: Karsten Financial Group Address: 24 E Main St, Fremont, MI, 49412, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner, financial security sales through RJFS (2)Name of Business: SPAULDING CREEK LLC Address: 5158 CASCADE RD SE, GRAND RAPIDS, MI, 49546, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 07/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-08 |
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