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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-07-25
  • CA RA
    APPROVED
    Since 2014-07-25

Branch Locations

Anaheim, CA • United States

333 N Wilshire Ave, Anaheim, CA 92801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Anaheim CA 09/1981 Present
Primerica Financial Services Anaheim CA 02/1980 Present
  • 09/1981 → Present
    Anaheim, CA
  • 02/1980 → Present
    Primerica Financial Services
    Anaheim, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Ten Talent, Inc., Anaheim, CA, Owner/Charitable, 09/1985 to Present. Doug Hartman, Inc., Investment related, Anaheim, CA 92801, Nature of Business (Primerica Business Purposes), Owner, 4/23/1986 to Present, 172 hours per month (140 hour per month during securities trading hours), Legal entity formed solely for Primerica business purposes. Ten Talent, Inc., Not investment related, Anaheim, CA 92801, Partner, 9/12/1985 to Present, Non-Profit Organization for donations to ministries (i.e., Campus Crusade for Christ, The Jesus Project, and other ministries).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-04
S63 Uniform Securities Agent State Law Examination 1982-05-26
  • S65 Uniform Investment Adviser Law Examination
    2014-03-04
  • S63 Uniform Securities Agent State Law Examination
    1982-05-26

View on SEC IAPD

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