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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
320 East Main Street Suite 410, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Spartanburg | SC | 07/1993 | Present |
| Morgan Stanley Smith Barney | Spartanburg | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY; MANAGER; .25 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 07/2010 2. RICHARDSON FAMILY LIMITED PARTNERSHIP; GENERAL PARTNER; FAMILY LIMITED PARTNERSHIP; REAL ESTATE; 3 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS *361497 - The Spartanburg County Foundation; Investment related-No; Spartanburg, South Carolina; Civic/Community; Board Member:Investment Committee:Other:Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2020; During business hours: 4; After business hours: 0; Other, Check Signing/Funds Disbursements 4. *537577 - Rental Property; Investment related Yes; Spartanburg, South Carolina; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2013; During business hours: 0; After business hours: 4; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-16 |
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