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Wildwood, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Modesto | CA | 09/1987 | 11/2023 |
| Osaic Wealth, Inc. | Pioneer | CA | 11/2023 | 10/2024 |
| Southland Equity Partners | Pioneer | CA | 10/2024 | Present |
1. FINANCIAL SERVICES GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1987 ADDRESS: 19961 Fallen Leaf Ct., Pioneer CA 95666, United States DESCRIPTION: I provide all the administrative duties for Financial Services Group. 2. AMADOR FLYFISHERS POSITION: Co-president NATURE: club INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: PO Box 1798,, Jackson CA 95642, United States DESCRIPTION: Co-president of the club. Catch all. 3. RICK HEALY - INSURANCE POSITION: Insurance agent. NATURE: Insurance agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/25/1982 ADDRESS: 19961 FALLEN LEAF CT,, Pioneer CA 95666, United States DESCRIPTION: Provide insurance services to clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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