Michael Ray Curtis

Current Employers

Employment History

• 10/2006 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2006 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2003-10-14 → 2006-10-04
  Northwestern Mutual Investment Services, Llc
  Muscatine, IA
  Muscantine, IA

Other Businesses

1) CRUMP, 2910 W BELTLINE WHY STE 301, MADISON, WI, 6/1980 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 0/TRADING. 2) BROKERS CLEARING HOUSE LTD, 4546 CORPORATE DR STE 155, DES MOINES, IA, 1/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 0/TRADING. 10/02/06. 4) CURTIS FINANCIAL SERVICES LLC, 101 W MISSISSIPPI SR STE 101, MUSCATINE, IA, 05/2019. MANAGING MEMBER, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-3/WK-0/TRADING. 5) OAK CREEK PROPERTIES, LLC, 2747 OAK DRIVE, MUSCATINE, IA, 06/2021, spouse is sole member, Real Estate, NIR,- 5 HR/MO- 0/TRADING HR. 6) CURTIS FINANCIAL SERVICES, 2213 2nd Ave, Muscatine IA 52761, 01/01/2025, OWNER - DBA FOR HOLDING COMPANY, NIR, 10 HR/MO 10 HR TRADING 7) NATIONWIDE INSURANCE, 2213 2nd Ave, Muscatine IA 52761, 08/2010, INSURANCE AGENT, INV REL, 1 HR/MO 1 HR TRADING 8) BRIGHTHOUSE FINANCIAL COMPANY, 2213 2nd Ave, Muscatine IA 52761, 09/2021, INSURANCE AGENT, INV REL, 0 HR/MO 0 HR TRADING 9) ALPHA INSURANCE BROKERAGE, LLC, 1501 42nd Street, Suite 380, West Des Moines IA 50266, United States, 03/01/2023, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 0 HR/MO TRADING 10) SIEBEN FINANCIAL LLC, 2213 2nd Ave, Muscatine IA 52761, 01/2025, W2 EMPLOYEE, DBA NAME, NIR, 10 HR/MO - 10 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-16
• S63 Uniform Securities Agent State Law Examination
  1988-10-03

Designations

Other Names

• Mike Curtis