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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-02
  • TX RA
    APPROVED
    Since 2011-09-02

Branch Locations

Austin, TX • United States

809 12Th Street Suite C3 - B & C, Marble Falls, TX 78654 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Austin TX 09/2011 Present
Previous Registrations
  • 2006-09-20 → 2011-09-30
    Choice Advisory Group, Inc.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-19
S63 Uniform Securities Agent State Law Examination 1982-04-27
  • S66 Uniform Combined State Law Examination
    2006-09-19
  • S63 Uniform Securities Agent State Law Examination
    1982-04-27
Other Names
  • Sue Ann Bundick

View on SEC IAPD

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