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Lewis Craig Green

LPl Financial LLC

Trumbull, CT

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-05
  • CT RA
    APPROVED
    Since 2024-11-05

Branch Locations

Trumbull, CT • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fairfield CT 03/2014 03/2017
Northstar Wealth Partners Llc Fairfield CT 03/2014 03/2017
Kms Financial Services, Inc Seattle WA 03/2017 11/2020
Securities America, Inc. Trumbul CT 11/2020 06/2024
Securities America Advisors, Inc. Trumbul CT 11/2020 06/2024
Osaic Wealth, Inc. Trumbull CT 06/2024 11/2024
Osaic Wealth, Inc. Trumbull CT 06/2024 11/2024
Lpl Financial Trumbull CT 11/2024 Present
  • 03/2014 → 03/2017
    Lpl Financial, Llc
    Fairfield, CT
  • 03/2014 → 03/2017
    Northstar Wealth Partners Llc
    Fairfield, CT
  • 03/2017 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 11/2020 → 06/2024
    Securities America, Inc.
    Trumbul, CT
  • 11/2020 → 06/2024
    Securities America Advisors, Inc.
    Trumbul, CT
  • 06/2024 → 11/2024
    Osaic Wealth, Inc.
    Trumbull, CT
  • 06/2024 → 11/2024
    Osaic Wealth, Inc.
    Trumbull, CT
  • 11/2024 → Present
    Lpl Financial
    Trumbull, CT
Previous Registrations
  • 2024-06-14 → 2024-11-06
    Osaic Wealth, Inc.
    Trumbull, CT
  • 2020-11-06 → 2024-06-14
    Securities America Advisors, Inc.
    Fairfield, CT
    Trumbull, CT
  • 2017-03-28 → 2020-11-06
    Kms Financial Services, Inc.
    Seattle, WA
    Fairfield, CT
    Seattle, WA
  • 2014-06-19 → 2017-04-25
    Northstar Wealth Partners Llc
    West Hartford, CT
    Fairfield, CT
  • 2010-02-24 → 2014-04-08
    Msi Financial Services, Inc.
    Shelton, CT
    Shelton, CT
    Fairfield, CT
  • 2002-05-02 → 2010-02-24
    Mml Investors Services, Llc
    Fairfield, CT
    Fairfield, CT
Other Businesses

1) 09/2024 - Lewis Green / Non-Variable Insurance / Inv. Related / Trumbull, CT / Start date 11/04/2024 - 8 hrs per month - 10 % Time Spent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-14
  • S63 Uniform Securities Agent State Law Examination
    1984-09-14

View on SEC IAPD

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