Cynthia Jacqueline Tam

Current Employers

Employment History

• 01/2012 → Present
  Newport Coast Securities
  Irvine, CA
• 09/2013 → Present
  Native Finance Investment Advisory
  Vista, CA

Previous Registrations

• 2012-01-17 → 2013-08-28
  Newport Coast Securities, Inc.
  Vista, CA
  San Clemente, CA
  Irvine, CA
• 2009-08-07 → 2011-12-22
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2005-03-24 → 2009-08-11
  Investors Capital Corp.
  Vista, CA
  Providence, RI
• 2003-12-10 → 2005-03-11
  Partnervest Advisory Services Llc
  Santa Barbara, CA
• 2003-06-04 → 2003-12-08
  Momentum Independent Network Inc.
  Vista, CA
• 2002-05-24 → 2003-03-06
  A. G. Edwards & Sons, Inc.
  Escondido, CA

Other Businesses

1)TAX PREPARATION AND ASSIST CLIENTS IN SOLVING TAX ISSUES, OWNER, NOT INVESTMENT RELATED, APPROX 16 HOURS/MONTH, APPROX 2 HOURS/MONTH DURING SECURITY TRADING HOURS. 2)INSURANCE- LIFE, HEALTH, PROPERTY & CASUALTY, OWNER, NOT INVESTMENT RELATED, APPROX 16 HOURS/MONTH, APPROX 16 HOURS/MONTH DURING SECURITY TRADING HOURS. 3)NATIVE FINANCE INSTITUTE, OWNER, NOT INVESTMENT RELATED, COMPENSATION RESEARCH AND FINANCIAL POLICY DEVELOPMENT FOR TRIBAL GOVERNMENTS; APPROX 16 HOURS/MONTH, APPROX 8 HOURS/MONTH DURING SECURITY TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-22
• S63 Uniform Securities Agent State Law Examination
  2002-03-22

Designations