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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-12-31
  • MD RA
    APPROVED
    Since 2023-12-31

Branch Locations

11790 Sunrise Valley Dr Ste 200, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul J. Sapourn Bethesday MD 09/1978 Present
Northwestern Mutual Life Milwaukee WI 09/1999 Present
Northwestern Mutual Investment Services Milwaukee WI 10/1999 Present
Northwestern Mutual Investment Services, Llc Bethesda MD 09/2005 Present
  • 09/1978 → Present
    Paul J. Sapourn
    Bethesday, MD
  • 09/1999 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 10/1999 → Present
    Northwestern Mutual Investment Services
    Milwaukee, WI
  • 09/2005 → Present
    Bethesda, MD
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. VW BROWN INSURANCE SERVICE. INVESTMENT RELATED (P/C INSURANCE). 4827 RUGBY AVE BETHESDA MD. P/C INSURANCE SALES. AGENT. STD 7/15/2007. 20 HRS/MO. SALES OF P/C INSURANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-14
S63 Uniform Securities Agent State Law Examination 2000-05-15
S65 Uniform Investment Adviser Law Examination 1997-01-16
  • S66 Uniform Combined State Law Examination
    2005-09-14
  • S63 Uniform Securities Agent State Law Examination
    2000-05-15
  • S65 Uniform Investment Adviser Law Examination
    1997-01-16

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