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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1390 Willow Pass Rd Ste 900, Concord, CA 94520 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: CARL AND BARBARA MEIER, INVESTMENT RELATED: NO, ADDRESS: 1400 CASA VALLECITA, ALAMO, CA 94507, NATURE OF BUSINESS: RENTAL PROPERTY, POSITION/TITLE/RELATIONSHIP: CO-OWNER, APX NUMBER OF HOURS PER MONTH: 3, 3. NAME OF OTHER BUSINESS: MT. DIABLO ROSE SOCIETY, INVESTMENT RELATED: NO, ADDRESS: 200 CIVIC PLAZA, DUBLIN, CA 94568, NATURE OF BUSINESS: NON-PROFIT GARDENING/ROSE CLUB, STARTED 1/2025, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX NUMBER OF HOURS PER MONTH: 1, BRIEF DESCRIPTION OF DUTIES: HELP MAKE POLICY DECISIONS FOR THE SOCIETY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-09 |
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